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Detailed Report
Paula Young Frank
PAULA YOUNG, Paula Young
CRD#: 4187557
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Benicia, CA
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Benicia, CA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)IAEMPOWER ADVISORY GROUP, LLC (CRD# 112058)2022 - Present (2 years)BEMPOWER FINANCIAL SERVICES, INC. (CRD# 13109)2017 - Present (7 years)BPAYCHEX SECURITIES CORPORATION (CRD# 39733)2016 - 2016 (<1 year)BVOYA FINANCIAL PARTNERS, LLC (CRD# 34815)2011 - 2015 (3 years)BADP BROKER-DEALER, INC. (CRD# 37693)2006 - 2009 (3 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2004 (3 years)IAMORGAN STANLEY (CRD# 7556)2001 - 2004 (2 years)
License(s)

State Registrations

B
California 6/9/2017
B
Nevada 6/9/2017
IA
California 10/5/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Benicia, CA
Registered with this firm since 10/5/2022
B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Benicia, CA
Registered with this firm since 6/9/2017
Previous Registration(s)
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B
 07/06/2016 - 10/17/2016 PAYCHEX SECURITIES CORPORATION (CRD#:39733) SAN RAMON, CA
B
 06/08/2011 - 01/20/2015 VOYA FINANCIAL PARTNERS, LLC (CRD#:34815) WINDSOR, CT
B
 03/20/2006 - 10/23/2009 ADP BROKER-DEALER, INC. (CRD#:37693) ROSELAND, NJ
IA
 11/22/2005 - 03/16/2006 AXA ADVISORS, LLC (CRD#:6627) SAN FRANCISCO, CA
B
 11/21/2005 - 03/16/2006 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
IA
 06/01/2001 - 03/23/2004 MORGAN STANLEY (CRD#:7556) CONCORD, CA
B
 07/05/2000 - 03/23/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.