DENNIS EGAN LUSK - Investment Adviser at PRINCIPAL SECURITIES, INC.

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Detailed ReportReport

DENNIS EGAN LUSK

CRD#: 4186692

Investment Adviser

Broker

PRINCIPAL SECURITIES, INC.CRD#: 1137

525 Route 73 N Ste 301
Marlton, NJ 08053

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Colorado 4/15/2024

New Jersey 1/11/2023

Delaware 1/11/2023

New Jersey 1/12/2023

Florida 9/23/2024

Pennsylvania 1/11/2023

Massachusetts 1/11/2024

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

PRINCIPAL SECURITIES, INC. (CRD#:1137)

525 Route 73 N Ste 301, Marlton, NJ 08053

Registered with this firm since 1/12/2023

PRINCIPAL SECURITIES, INC. (CRD#:1137)

525 Route 73 N Ste 301, Marlton, NJ 08053

Registered with this firm since 1/11/2023

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	10/10/2019 - 12/20/2022	PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685)	NEWARK, DE
B	01/16/2019 - 12/20/2022	PRUCO SECURITIES, LLC. (CRD#:5685)	NEWARK, DE
B	05/14/2008 - 12/20/2018	FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863)	East Windsor, NJ
B	09/14/2000 - 11/15/2004	FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863)	WESTLAKE VILLAGE, CA

PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685)

NEWARK, DE

10/10/2019 - 12/20/2022

PRUCO SECURITIES, LLC. (CRD#:5685)

NEWARK, DE

01/16/2019 - 12/20/2022

FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863)

East Windsor, NJ

05/14/2008 - 12/20/2018

FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863)

WESTLAKE VILLAGE, CA

09/14/2000 - 11/15/2004

For additional information about investment advisers or broker-dealers, please visit

www.investor.gov

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.