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Detailed Report
Gregg A Marano
GREGG ANTHONY MARANO
CRD#: 4185625
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 50 ROUTE 111
SMITHTOWN, NY 11787
Registration History
20002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - Present (23 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - Present (24 years)
License(s)

State Registrations

B
Alabama 2/1/2022
B
Nevada 3/6/2017
B
Alaska 2/1/2022
B
New Hampshire 12/20/2001
B
Arizona 8/24/2012
B
New Jersey 9/7/2000
B
Arkansas 2/1/2022
B
New Mexico 2/1/2022
B
California 11/2/2001
B
New York 8/31/2000
B
Colorado 2/1/2022
IA
New York 7/18/2021
B
Connecticut 9/7/2000
B
North Carolina 2/1/2001
B
Delaware 9/16/2016
B
North Dakota 2/1/2022
B
District of Columbia 2/26/2013
B
Ohio 2/2/2022
B
Florida 9/8/2000
B
Oklahoma 2/1/2022
B
Georgia 4/17/2012
B
Oregon 2/1/2022
B
Hawaii 2/1/2022
B
Pennsylvania 12/20/2001
B
Idaho 2/1/2022
B
Puerto Rico 2/1/2022
B
Illinois 2/1/2022
B
Rhode Island 2/1/2022
B
Indiana 2/1/2022
B
South Carolina 5/12/2015
B
Iowa 2/1/2022
B
South Dakota 2/1/2022
B
Kansas 1/18/2018
B
Tennessee 2/1/2022
B
Kentucky 2/1/2022
IA
Texas 12/20/2001
B
Louisiana 2/1/2022
B
Texas 3/17/2008
B
Maine 2/1/2022
B
Utah 2/1/2022
B
Maryland 2/1/2022
B
Vermont 2/1/2022
B
Massachusetts 12/20/2001
B
Virgin Islands 2/1/2022
B
Michigan 2/1/2022
B
Virginia 12/20/2001
B
Minnesota 2/1/2022
B
Washington 2/1/2022
B
Mississippi 2/1/2022
B
West Virginia 2/1/2022
B
Missouri 2/1/2022
B
Wisconsin 2/1/2022
B
Montana 2/1/2022
B
Wyoming 2/1/2022
B
Nebraska 2/1/2022

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
50 ROUTE 111, SMITHTOWN, NY 11787
Islip, NY
Registered with this firm since 12/20/2001
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
50 ROUTE 111, SMITHTOWN, NY 11787
Islip, NY
Registered with this firm since 7/5/2000
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.