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Detailed Report
Hannah M Byron
HANNAH MARIE BYRON, HANNAH NAUGHTON
CRD#: 4185462
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 66 MAIN STREET
BROCKPORT, NY 14420
Registration History
199019952000200520102015202020252 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2000 - 2003 (3 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)
Disclosure(s)
View By:
11/18/2009
Customer Dispute
Denied
8/25/1987
Criminal
Final Disposition
License(s)

State Registrations

B
Alaska 9/26/2019
B
New Mexico 10/30/2023
B
Arizona 5/12/2016
B
New York 10/1/2012
B
Colorado 11/16/2020
IA
New York 5/3/2021
B
Connecticut 10/1/2012
B
North Carolina 5/4/2016
B
Florida 10/1/2012
B
Ohio 10/1/2012
B
Georgia 5/5/2016
B
Pennsylvania 5/3/2016
B
Indiana 10/1/2012
B
South Carolina 6/30/2023
B
Kentucky 11/15/2024
B
Tennessee 11/20/2019
B
Maryland 5/2/2016
B
Texas 4/14/2015
B
Massachusetts 6/29/2017
IA
Texas 5/22/2015
B
Michigan 2/26/2020
B
Virginia 10/18/2022
B
Nebraska 3/21/2022
B
Washington 10/1/2012
B
New Jersey 10/1/2012
B
Wyoming 10/8/2024
IA
New Jersey 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
66 MAIN STREET, BROCKPORT, NY 14420
690 LONG POND ROAD, ROCHESTER, NY 14612
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
66 MAIN STREET, BROCKPORT, NY 14420
690 LONG POND ROAD, ROCHESTER, NY 14612
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/03/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROCKPORT, NY
B
 09/27/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROCKPORT, NY
B
 05/31/2000 - 10/31/2003 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.