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CHRIS RICHARD LEONHARD
CHRISTOPHER RICHARD LEONHARD, Christopher Leonhard
CRD#: 4185338
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 41923 2nd St
Ste 403
Temecula, CA 92590
Ste 403
Temecula, CA 92590
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alabama 8/15/2022
B
Montana 5/11/2021
B
Alaska 5/11/2021
B
Nevada 1/18/2019
B
Arizona 1/18/2019
B
New Jersey 7/22/2022
B
California 1/18/2019
B
New Mexico 5/11/2021
IA
California 1/22/2019
B
New York 1/18/2019
B
Colorado 1/18/2019
B
North Carolina 1/18/2019
B
Delaware 5/11/2021
B
Ohio 2/17/2020
B
Florida 1/18/2019
B
Oklahoma 10/25/2024
B
Georgia 1/18/2019
B
Oregon 1/18/2019
B
Hawaii 2/10/2020
B
Pennsylvania 5/11/2021
B
Idaho 5/11/2021
B
South Carolina 5/28/2021
B
Illinois 5/11/2021
B
South Dakota 5/11/2021
B
Indiana 3/29/2022
B
Tennessee 5/2/2024
B
Maryland 5/11/2021
B
Texas 6/26/2020
B
Massachusetts 5/11/2021
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Texas 6/26/2020
B
Michigan 5/11/2021
B
Utah 2/6/2023
B
Minnesota 12/2/2019
B
Virginia 5/11/2021
B
Missouri 9/20/2023
B
Washington 1/28/2019
SRO Registrations
B
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IA
Registered with this firm since 1/22/2019
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Registered with this firm since 1/18/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/30/2010 - 01/28/2019 | SAN DIEGO, CA | |
B | 09/30/2010 - 01/28/2019 | SAN DIEGO, CA | |
IA | 06/01/2009 - 10/06/2010 | SAN DIEGO, CA | |
B | 06/01/2009 - 10/06/2010 | SAN DIEGO, CA | |
IA | 04/02/2007 - 06/01/2009 | SAN DIEGO, CA | |
B | 04/02/2007 - 06/01/2009 | SAN DIEGO, CA | |
IA | 07/15/2002 - 04/02/2007 | RANCHO BERNARDO, CA | |
B | 04/10/2001 - 04/02/2007 | RANCHO BERNARDO, CA | |
B | 09/20/2000 - 03/30/2001 | OMAHA, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.