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Detailed Report
MARK CLIVE HEALISS
MARK C HEALISS
CRD#: 4185283
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 8055 EAST TUFTS AVENUE
SUITE 1400
DENVER, CO 80237
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2025 (22 years)2 FIRMS2025 - Present (<1 year)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)2002 - 2006 (4 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2000 - 2002 (1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)2000 - 2000 (<1 year)
License(s)

State Registrations

B
Alaska 1/24/2025
B
Kansas 1/24/2025
B
Arizona 1/24/2025
B
Missouri 1/24/2025
B
California 1/24/2025
B
Montana 1/24/2025
B
Colorado 1/24/2025
B
New Jersey 1/24/2025
IA
Colorado 1/24/2025
B
New Mexico 1/24/2025
B
Connecticut 1/24/2025
B
North Carolina 1/24/2025
B
Florida 1/24/2025
B
Oregon 1/24/2025
B
Georgia 1/24/2025
B
South Carolina 1/24/2025
B
Hawaii 1/24/2025
B
Utah 1/24/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
8055 EAST TUFTS AVENUE SUITE 1400, DENVER, CO 80237
Registered with this firm since 1/24/2025
B
OSAIC WEALTH, INC. (CRD#:23131)
8055 EAST TUFTS AVENUE SUITE 1400, DENVER, CO 80237
Registered with this firm since 1/24/2025
Previous Registration(s)
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IA
 04/25/2002 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) DENVER, CO
B
 03/08/2002 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) DENVER, CO
B
 03/08/2002 - 03/25/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
 10/09/2000 - 04/10/2002 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
 06/29/2000 - 09/12/2000 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.