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Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 01/09/2023 - 05/28/2024 | GREENWICH, CT | |
B | 01/06/2023 - 05/28/2024 | GREENWICH, CT | |
IA | 03/11/2022 - 11/25/2022 | TUCKAHOE, NY | |
B | 03/11/2022 - 11/25/2022 | GREENWOOD VILLAGE, CO | |
IA | 06/09/2021 - 03/03/2022 | COS COB, CT | |
B | 06/09/2021 - 03/03/2022 | COS COB, CT | |
IA | 03/17/2021 - 06/09/2021 | COS COB, CT | |
B | 03/11/2021 - 06/09/2021 | COS COB, CT | |
IA | 09/22/2015 - 09/30/2020 | MAMARONECK, NY | |
B | 09/22/2015 - 09/30/2020 | MAMARONECK, NY | |
IA | 02/24/2014 - 09/29/2015 | YONKERS, NY | |
B | 02/20/2014 - 09/29/2015 | YONKERS, NY | |
IA | 01/29/2008 - 02/03/2014 | YORKTOWN HEIGHTS, NY | |
B | 01/29/2008 - 02/03/2014 | YORKTOWN HEIGHTS, NY | |
IA | 06/12/2007 - 01/09/2008 | HASTINGS, NY | |
B | 10/04/2006 - 01/09/2008 | HASTINGS, NY | |
B | 08/11/2006 - 10/04/2006 | NEW YORK, NY | |
B | 05/09/2005 - 08/07/2006 | BRONX, NY | |
B | 09/08/2004 - 05/13/2005 | ST. LOUIS, MO | |
B | 07/08/2003 - 06/25/2004 | NEW YORK, NY | |
B | 03/21/2001 - 06/30/2003 | LONG ISLAND CITY, NY | |
B | 10/03/2000 - 03/16/2001 | NEW YORK, NY |