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Detailed Report
ADRIANO BATISTA CONRADO
CRD#: 4184304
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 220 Alhambra Circle
10Th Floor
Coral Gables, FL 33134
Registration History
2002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2022 - Present (2 years)BMORGAN STANLEY (CRD# 149777)2014 - Present (11 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2003 - 2014 (10 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2001 - 2003 (2 years)
Disclosure(s)
View By:
11/28/2011
Customer Dispute
Denied
License(s)

State Registrations

B
California 4/9/2014
B
New York 4/9/2014
B
Delaware 3/24/2017
B
North Carolina 10/6/2020
B
Florida 4/4/2014
B
South Carolina 4/9/2014
IA
Florida 10/27/2022
B
South Dakota 7/15/2021
B
Maryland 10/24/2023
B
Texas 12/5/2023
B
New Jersey 5/12/2022
IA
Texas 12/6/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134
Registered with this firm since 10/27/2022
B
MORGAN STANLEY (CRD#:149777)
220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134
Registered with this firm since 4/4/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 07/01/2003 - 04/08/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) MIAMI, FL
B
 05/09/2001 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.