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Robert R Merfeld
Robert Raymond Merfeld
CRD#: 4184213
IA
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SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 2423 E Lincoln Dr
Phoenix, AZ 85016
Phoenix, AZ 85016
CHARLES SCHWAB & CO., INC.CRD#: 5393 2423 E Lincoln Dr
Phoenix, AZ 85016-1215
Phoenix, AZ 85016-1215
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Disclosures
24
Years of Experience
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State Registrations
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Arizona 11/8/2000
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New Jersey 7/18/2024
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Arizona 4/11/2022
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New Mexico 1/9/2006
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California 12/4/2000
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New York 5/20/2021
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Colorado 5/22/2018
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Oklahoma 3/7/2024
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Florida 4/29/2010
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Oregon 5/20/2021
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Georgia 5/20/2021
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South Carolina 5/16/2024
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Hawaii 5/18/2024
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South Dakota 5/20/2021
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Idaho 5/20/2021
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Tennessee 5/20/2021
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Iowa 5/20/2021
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Texas 3/2/2004
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Maine 5/20/2021
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Utah 5/20/2021
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Maryland 5/20/2021
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Vermont 4/26/2024
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Massachusetts 5/20/2021
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Virginia 5/20/2021
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Missouri 8/8/2024
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Washington 5/20/2021
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Nebraska 11/15/2024
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Wyoming 5/20/2021
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Nevada 3/11/2004
SRO Registrations
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Registered with this firm since 4/11/2022
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Registered with this firm since 10/6/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/22/2014 - 03/28/2023 | Phoenix, AZ | |
IA | 01/03/2012 - 10/23/2014 | PHOENIX, AZ | |
IA | 08/07/2013 - 10/17/2013 | Phoenix, AZ | |
IA | 05/01/2007 - 12/31/2011 | Phoenix, AZ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.