Individual Firm
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MATTHEW JAMES FRANKIEWICZ
MATT FRANKIEWICZ
CRD#: 4183942
IA
B
MORGAN STANLEYCRD#: 149777 233 South Wacker Drive Suite 9200
PWM
Chicago, IL 60606
PWM
Chicago, IL 60606
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Arizona 4/8/2021
B
Nevada 4/14/2021
B
California 4/1/2021
B
New Jersey 4/1/2021
B
Colorado 4/1/2021
B
New York 4/1/2021
B
Connecticut 11/8/2024
B
Ohio 4/9/2021
B
Delaware 4/12/2021
B
Oregon 9/5/2022
B
Florida 4/1/2021
B
Pennsylvania 8/30/2022
B
Georgia 3/13/2024
B
Puerto Rico 2/13/2024
B
Illinois 4/1/2021
B
South Carolina 4/21/2021
IA
Illinois 4/14/2021
B
Tennessee 4/7/2021
B
Indiana 4/1/2021
B
Texas 4/1/2021
B
Iowa 4/8/2021
IA
Texas 4/5/2021
B
Maryland 4/15/2021
B
Virgin Islands 4/1/2021
B
Michigan 4/1/2021
B
Virginia 4/9/2021
B
Minnesota 4/13/2021
B
Washington 4/23/2021
B
Mississippi 5/21/2021
B
Wisconsin 8/30/2022
B
Montana 4/1/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 4/1/2021
B
Registered with this firm since 4/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/24/2014 - 04/12/2021 | CHICAGO, IL | |
B | 02/06/2014 - 04/12/2021 | CHICAGO, IL | |
B | 10/18/2000 - 02/04/2014 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.