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STEPHANIE J MCCANN
STEPHANIE J MCCANN MISS
CRD#: 4183260
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
SAN FRANCISCO, CA 94104
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2003 (2 years)2 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - Present (18 years)
License(s)

State Registrations

B
Arizona 1/5/2009

B
New York 1/5/2009

B
California 11/1/2006

B
North Carolina 1/5/2009

IA
California 11/1/2006

B
Oklahoma 1/5/2009

B
Colorado 1/5/2009

B
Oregon 1/5/2009

B
Connecticut 1/5/2009

B
Pennsylvania 1/5/2009

B
Florida 1/5/2009

B
South Carolina 9/2/2024

B
Hawaii 1/5/2009

B
Tennessee 9/1/2021

B
Idaho 1/5/2009

B
Texas 1/5/2009

B
Illinois 1/5/2009

IA
Texas 1/8/2009

B
Maryland 11/4/2021

B
Utah 1/5/2009

B
Massachusetts 1/2/2025

B
Virginia 1/5/2009

B
Michigan 7/15/2021

B
Washington 1/5/2009

B
Minnesota 1/5/2009

B
Wisconsin 1/22/2020

B
Nevada 4/1/2020

B
Wyoming 1/5/2009

B
New Jersey 1/5/2009

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 11/1/2006

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 11/1/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/14/2004 - 10/12/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
B
05/14/2004 - 10/12/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
IA
07/31/2000 - 05/12/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) SEATTLE, WA
B
06/28/2000 - 05/12/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.