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DONALD CHRISTOPHER SCHULTZ
CRD#: 4182784
IA
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RBC CAPITAL MARKETS, LLCCRD#: 31194 100 SECOND AVENUE SOUTH
SUITE 800
ST. PETERSBURG, FL 33701-4337
SUITE 800
ST. PETERSBURG, FL 33701-4337
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Disclosures
24
Years of Experience
View By:
State Registrations
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Alabama 6/15/2011
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Nebraska 1/25/2024
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Alaska 1/25/2024
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Nevada 1/25/2024
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Arizona 10/25/2023
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New Hampshire 1/25/2024
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California 12/3/2008
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New Jersey 1/25/2024
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Colorado 1/25/2024
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New Mexico 1/25/2024
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Connecticut 1/25/2024
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New York 8/23/2019
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Delaware 1/25/2024
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North Carolina 1/15/2014
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Florida 10/23/2006
B
Ohio 1/11/2022
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Florida 11/1/2006
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Oklahoma 1/25/2024
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Georgia 8/21/2012
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Oregon 1/25/2024
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Hawaii 1/25/2024
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Pennsylvania 1/25/2024
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Illinois 1/25/2024
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South Carolina 8/30/2023
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Indiana 1/25/2024
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Tennessee 1/25/2024
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Iowa 1/25/2024
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Texas 2/9/2021
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Maine 1/25/2024
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Texas 2/9/2021
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Maryland 1/25/2024
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Vermont 1/25/2024
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Massachusetts 1/25/2024
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Virginia 1/25/2024
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Michigan 2/22/2012
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Washington 8/23/2016
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Minnesota 4/1/2009
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Wyoming 1/25/2024
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Missouri 1/25/2024
SRO Registrations
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Registered with this firm since 11/1/2006
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Registered with this firm since 10/23/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/08/2004 - 10/23/2006 | ORLANDO, FL | |
B | 11/26/2003 - 01/02/2004 | MINNEAPOLIS, MN | |
B | 05/06/2002 - 08/18/2003 | EL SEGUNDO, CA | |
B | 11/12/2001 - 03/11/2002 | NEW YORK, NY | |
B | 05/30/2000 - 11/09/2001 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.