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PATRICK M. HEENAN
CRD#: 4181693
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 130 N. 18th Street
One Logan Square, 17th Floor
Philadelphia, PA 19103-6933
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2005 - 2008 (2 years)IARBC CAPITAL MARKETS, LLC (CRD# 31194)2019 - Present (5 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2008 - Present (17 years)BRBC CAPITAL MARKETS CORPORATION (CRD# 6579)2008 - 2008 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2005 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Alabama 6/12/2009

B
New Hampshire 6/12/2009

B
Alaska 6/12/2009

B
New Jersey 2/29/2008

B
Arizona 6/12/2009

B
New Mexico 6/12/2009

B
Arkansas 6/12/2009

B
New York 2/29/2008

B
California 2/29/2008

IA
New York 10/16/2021

B
Colorado 6/12/2009

B
North Carolina 6/15/2009

B
Connecticut 2/29/2008

B
North Dakota 6/12/2009

B
Delaware 6/12/2009

B
Ohio 6/15/2009

B
District of Columbia 2/29/2008

B
Oklahoma 6/12/2009

B
Florida 2/29/2008

B
Oregon 6/12/2009

B
Georgia 6/12/2009

B
Pennsylvania 2/29/2008

B
Hawaii 6/12/2009

IA
Pennsylvania 11/18/2022

B
Idaho 2/29/2008

B
Puerto Rico 6/12/2009

B
Illinois 6/12/2009

B
Rhode Island 6/12/2009

B
Indiana 6/12/2009

B
South Carolina 6/12/2009

B
Iowa 6/12/2009

B
South Dakota 6/12/2009

B
Kansas 6/12/2009

B
Tennessee 6/12/2009

B
Kentucky 6/12/2009

B
Texas 2/29/2008

B
Louisiana 6/12/2009

IA
Texas 6/20/2019

B
Maine 6/12/2009

B
Utah 6/12/2009

B
Maryland 2/29/2008

B
Vermont 6/12/2009

B
Massachusetts 2/29/2008

B
Virgin Islands 6/12/2009

B
Michigan 6/12/2009

IA
Virgin Islands 6/24/2019

B
Minnesota 2/29/2008

B
Virginia 2/29/2008

B
Mississippi 6/12/2009

B
Washington 6/12/2009

B
Missouri 2/29/2008

B
West Virginia 6/12/2009

B
Montana 6/12/2009

B
Wisconsin 6/12/2009

B
Nebraska 6/12/2009

B
Wyoming 6/12/2009

B
Nevada 6/12/2009

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
130 N. 18th Street One Logan Square, 17th Floor, Philadelphia, PA 19103-6933
Bryn Mawr, PA
Registered with this firm since 6/7/2019

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
130 N. 18th Street One Logan Square, 17th Floor, Philadelphia, PA 19103-6933
Bryn Mawr, PA
Registered with this firm since 2/29/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/04/2008 - 02/29/2008 RBC CAPITAL MARKETS CORPORATION (CRD#:6579) NEW YORK, NY
IA
12/19/2005 - 02/01/2008 CLEARBRIDGE ADVISORS, LLC (CRD#:137028) NEW YORK, NY
B
12/01/2005 - 02/01/2008 LEGG MASON INVESTOR SERVICES, LLC (CRD#:109064) STAMFORD, CT
IA
11/02/2005 - 12/19/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) STAMFORD, CT
B
04/06/2004 - 12/01/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.