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PHILIP EDWARD WAIT
CRD#: 4181683
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - Present (11 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2007 (6 years)IAMORGAN STANLEY (CRD# 7556)2003 - 2007 (4 years)
License(s)

State Registrations

B
Alabama 10/11/2013

B
Minnesota 2/1/2018

B
Arkansas 2/14/2023

B
Mississippi 10/11/2013

B
California 10/11/2013

B
Nevada 11/8/2024

B
Colorado 11/8/2024

B
New Jersey 11/8/2024

B
District of Columbia 10/3/2016

B
New York 1/8/2025

B
Florida 10/11/2013

B
North Carolina 10/11/2013

B
Georgia 10/11/2013

B
Oklahoma 6/7/2016

IA
Georgia 10/15/2013

B
South Carolina 10/11/2013

B
Illinois 10/11/2013

B
Tennessee 1/31/2014

B
Indiana 11/7/2013

B
Texas 10/11/2013

B
Maryland 10/11/2013

IA
Texas 10/11/2013

B
Massachusetts 10/11/2013

B
Virginia 10/11/2013

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 10/11/2013

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 10/11/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 10/23/2013 MORGAN STANLEY (CRD#:149777) ATLANTA, GA
B
06/01/2009 - 10/23/2013 MORGAN STANLEY (CRD#:149777) ATLANTA, GA
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ATLANTA, GA
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ATLANTA, GA
IA
03/05/2003 - 04/02/2007 MORGAN STANLEY (CRD#:7556) ATLANTA, GA
B
06/21/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
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