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Detailed Report
STEVEN ANTHONY DRACKERT
STEVEN ANTONIO DRACKERT, Steve Drackert, Steven Anthony Drackert
CRD#: 4181087
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1999 Harrison Street
Suite 2200
Oakland, CA 94612
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2009 - 2020 (11 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2003 - 2007 (4 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2020 - 2020 (<1 year)IAMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 5/16/2022
B
Mississippi 5/16/2022
B
Alaska 5/16/2022
B
Missouri 5/16/2022
B
Arizona 5/16/2022
B
Montana 5/17/2022
B
Arkansas 5/16/2022
B
Nebraska 5/16/2022
B
California 5/9/2022
B
Nevada 5/16/2022
IA
California 5/9/2022
B
New Hampshire 5/16/2022
B
Colorado 5/16/2022
B
New Jersey 5/16/2022
B
Connecticut 5/16/2022
B
New Mexico 5/16/2022
B
Delaware 5/9/2022
B
New York 5/9/2022
B
District of Columbia 5/9/2022
B
North Carolina 5/16/2022
B
Florida 5/9/2022
B
North Dakota 5/16/2022
B
Georgia 5/16/2022
B
Ohio 5/17/2022
B
Hawaii 5/9/2022
B
Oklahoma 5/16/2022
B
Idaho 5/16/2022
B
Oregon 5/9/2022
B
Illinois 5/16/2022
B
Pennsylvania 5/16/2022
B
Indiana 5/16/2022
B
South Carolina 5/16/2022
B
Iowa 5/16/2022
B
South Dakota 11/18/2024
B
Kansas 5/16/2022
B
Tennessee 5/16/2022
B
Kentucky 5/16/2022
B
Texas 5/16/2022
B
Louisiana 5/16/2022
IA
Texas 6/2/2022
B
Maine 5/16/2022
B
Utah 5/16/2022
B
Maryland 5/16/2022
B
Virginia 5/16/2022
B
Massachusetts 5/9/2022
B
Washington 5/9/2022
B
Michigan 5/16/2022
B
Wisconsin 5/16/2022
B
Minnesota 5/16/2022
B
Wyoming 5/9/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1999 Harrison Street Suite 2200, Oakland, CA 94612
Registered with this firm since 5/9/2022
B
MORGAN STANLEY (CRD#:149777)
1999 Harrison Street Suite 2200, Oakland, CA 94612
Registered with this firm since 5/9/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/29/2021 - 04/11/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) WALNUT CREEK, CA
B
 01/29/2021 - 04/11/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) WALNUT CREEK, CA
IA
 09/10/2020 - 02/02/2021 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#:108559) Walnut Creek, CA
B
 09/09/2020 - 02/02/2021 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) WALNUT CREEK, CA
IA
 06/16/2020 - 09/02/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WALNUT CREEK, CA
B
 02/13/2009 - 09/02/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WALNUT CREEK, CA
IA
 05/14/2008 - 02/17/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ORINDA, CA
B
 04/02/2007 - 02/17/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ORINDA, CA
B
 01/29/2003 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) OAKLAND, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.