Individual Firm
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DAVID FREDERICK MURPHY
CRD#: 4180268
IA
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MURPHY INVESTMENT ADVISORS, INC.CRD#: 290611 140 S. Lake Avenue
Suite 223
Pasadena, CA 91101
Suite 223
Pasadena, CA 91101
0
Disclosures
23
Years of Experience
View By:
State Registrations
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California 1/3/2018
IA
Texas 5/3/2022
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Registered with this firm since 1/3/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/08/2017 - 12/31/2017 | Pasadena, CA | |
B | 10/11/2000 - 04/04/2016 | LOS ANGELES, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.