Individual Firm
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VIRGINIA ELIZABETH BROWN
VIRGINIA ELIZABETH CAYTON, VIRGINIA ELIZABETH LAHEIST
CRD#: 4180200
IA
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PARK AVENUE SECURITIES LLCCRD#: 46173 Edmond, OK
0
Disclosures
23
Years of Experience
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State Registrations
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Oklahoma 10/13/2016
IA
Oklahoma 10/13/2016
SRO Registrations
B
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IA
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/03/2011 - 09/15/2016 | EDMOND, OK | |
B | 02/17/2010 - 09/15/2016 | OKLAHOMA CITY, OK | |
B | 03/24/2016 - 07/05/2016 | NEW YORK CITY, NY | |
B | 12/01/2010 - 01/02/2015 | NEW YORK, NY | |
B | 10/02/2009 - 01/27/2010 | COLORADO SPRINGS, CO | |
B | 12/19/2007 - 03/18/2009 | DENVER, CO | |
B | 01/01/2004 - 07/12/2007 | NEW YORK, NY | |
B | 06/20/2000 - 01/01/2004 | NEW YORK, NY |
NEW YORK, NY
01/01/2004 - 07/12/2007
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.