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HUMBERTO ROMEO GARCIA JR.
HUMBERTO ROMEO GARCIA
CRD#: 4179663
IA
Investment Adviser
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Broker
EFG ASSET MANAGEMENT (AMERICAS) CORP.CRD#: 158905 701 BRICKELL AVENUE
SUITE 1300
MIAMI, FL 33131
EFG CAPITAL INTERNATIONALCRD#: 40118 701 BRICKELL AVE
9TH FLOOR & SUITE 1350
MIAMI, FL 33131-2867
Registration History
2002200420062008201020122014201620182020202220242026IAEFG ASSET MANAGEMENT (AMERICAS... (CRD# 158905)2020 - Present (5 years)BEFG CAPITAL INTERNATIONAL (CRD# 40118)2019 - Present (5 years)BMIZUHO SECURITIES USA LLC (CRD# 19647)2018 - 2019 (<1 year)BLEUMI INVESTMENT SERVICES INC. (CRD# 105387)2015 - 2018 (3 years)BMACQUARIE CAPITAL (USA) INC. (CRD# 36368)2008 - 2010 (1 year)BCMI CAPITAL MARKET INVESTMENT, LLC (CRD# 46219)2002 - 2005 (2 years)BUBS WARBURG LLC (CRD# 7654)2001 - 2002 (1 year)IAEFG CAPITAL INTERNATIONAL CORP. (CRD# 40118)2021 - 2021 (<1 year)IALEUMI INVESTMENT SERVICES INC. (CRD# 105387)2016 - 2018 (2 years)
License(s)

State Registrations

B
Florida 12/5/2019

IA
Florida 1/7/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EFG ASSET MANAGEMENT (AMERICAS) CORP. (CRD#:158905)
701 BRICKELL AVENUE SUITE 1300, MIAMI, FL 33131
Registered with this firm since 1/7/2020

B
EFG CAPITAL INTERNATIONAL (CRD#:40118)
701 BRICKELL AVE 9TH FLOOR & SUITE 1350, MIAMI, FL 33131-2867
Registered with this firm since 12/5/2019

Previous Registration(s)
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IA
04/30/2021 - 07/13/2021 EFG CAPITAL INTERNATIONAL CORP. (CRD#:40118) MIAMI, FL
B
11/30/2018 - 07/25/2019 MIZUHO SECURITIES USA LLC (CRD#:19647) NEW YORK, NY
IA
10/28/2016 - 11/06/2018 LEUMI INVESTMENT SERVICES INC. (CRD#:105387) NEW YORK, NY
B
01/26/2015 - 11/06/2018 LEUMI INVESTMENT SERVICES INC. (CRD#:105387) NEW YORK, NY
B
10/31/2008 - 09/27/2010 MACQUARIE CAPITAL (USA) INC. (CRD#:36368) NEW YORK, NY
B
06/24/2002 - 03/18/2005 CMI CAPITAL MARKET INVESTMENT, LLC (CRD#:46219) NEW YORK, NY
B
01/18/2001 - 02/01/2002 UBS WARBURG LLC (CRD#:7654) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
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