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DARRYL SCOTT GUTHRIE
SCOTT GUTHRIE
CRD#: 4176276
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 22 Inverness Center Parkway
Suite 157
Hoover, AL 35242
Registration History
20002002200420062008201020122014201620182020202220242 FIRMS2001 - 2003 (2 years)2 FIRMS2003 - 2008 (4 years)2 FIRMS2015 - Present (9 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2008 - 2015 (7 years)BUBS PAINEWEBBER INC. (CRD# 8174)2000 - 2001 (1 year)BJ.C. BRADFORD & CO. (CRD# 1287)2000 - 2000 (<1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2015 (6 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2008 - 2009 (1 year)
Disclosure(s)
View By:
5/15/2015
Employment Separation After Allegations
5/15/2015
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 9/3/2015

B
Minnesota 10/30/2019

IA
Alabama 9/3/2015

B
New Jersey 12/18/2015

B
Arizona 1/21/2021

B
New York 8/1/2021

B
California 9/10/2015

B
Pennsylvania 9/4/2015

B
Florida 10/13/2015

B
Tennessee 11/17/2022

B
Georgia 9/8/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
22 Inverness Center Parkway Suite 157, Hoover, AL 35242
Registered with this firm since 9/3/2015

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
22 Inverness Center Parkway Suite 157, Hoover, AL 35242
Registered with this firm since 8/27/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/02/2009 - 06/12/2015 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) BIRMINGHAM, AL
B
01/18/2008 - 06/12/2015 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) BIRMINGHAM, AL
IA
01/25/2008 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) BIRMINGHAM, AL
IA
07/01/2003 - 01/23/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) BIRMINGHAM, AL
B
07/01/2003 - 01/23/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) BIRMINGHAM, AL
IA
08/20/2001 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) BIRMINGHAM, AL
B
06/15/2001 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
08/14/2000 - 08/02/2001 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
05/15/2000 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.