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Detailed Report
STEVEN MICHAEL MAJOCHA JR
STEVEN MICHAEL MAJOCHA
CRD#: 4175789
IA
Investment Adviser
B
Broker
NEUBERGER BERMAN BD LLCCRD#: 2908 1290 AVENUE OF THE AMERICAS
NEW YORK, NY 10104
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2007 (1 year)BNEUBERGER BERMAN MANAGEMENT INC. (CRD# 5493)2000 - 2003 (3 years)
License(s)

State Registrations

B
Florida 9/29/2016
B
New York 3/27/2007
B
New Jersey 3/27/2007
IA
New York 3/18/2021
IA
New Jersey 4/3/2007

SRO Registrations

B
 FINRA
B
 Nasdaq ISE, LLC
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEUBERGER BERMAN BD LLC (CRD#:2908)
1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
MADISON, NJ
Registered with this firm since 4/3/2007
B
NEUBERGER BERMAN BD LLC (CRD#:2908)
1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
MADISON, NJ
Registered with this firm since 3/27/2007
Previous Registration(s)
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B
 06/23/2005 - 03/19/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 06/06/2000 - 07/28/2003 NEUBERGER BERMAN MANAGEMENT INC. (CRD#:5493) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.