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ALICIA ANN ZMUDA
ALICIA ANN EXFORD, ALICIA ANN EXFORD-MILLIMAN, ALICIA ANN MILLIMAN
CRD#: 4174510
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 2 W WASHINGTON ST
STE 800
GREENVILLE, SC 29601
STE 800
GREENVILLE, SC 29601
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 2 W WASHINGTON ST
FL 8
GREENVILLE, SC 29601
FL 8
GREENVILLE, SC 29601
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alabama 2/17/2021
B
Michigan 2/17/2021
B
Arizona 2/17/2021
B
Missouri 5/1/2023
B
Arkansas 2/17/2021
B
Montana 2/17/2021
B
California 2/17/2021
B
New Hampshire 2/17/2021
B
Colorado 2/17/2021
B
New Jersey 2/17/2021
B
District of Columbia 2/17/2021
B
New York 2/17/2021
B
Florida 2/17/2021
B
North Carolina 2/17/2021
B
Georgia 2/17/2021
B
Ohio 2/17/2021
B
Idaho 12/3/2021
B
Oregon 2/17/2021
B
Illinois 2/17/2021
B
South Carolina 2/17/2021
B
Indiana 7/24/2024
IA
South Carolina 4/22/2022
B
Kentucky 2/17/2021
B
Tennessee 2/17/2021
B
Maine 1/31/2025
B
Texas 2/17/2021
B
Maryland 8/18/2021
IA
Texas 11/2/2021
B
Massachusetts 1/2/2025
B
Virginia 2/17/2021
SRO Registrations
B
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B
Registered with this firm since 2/17/2021
IA
Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/20/2015 - 02/17/2021 | RICHMOND, VA | |
B | 05/20/2015 - 02/17/2021 | RICHMOND, VA | |
IA | 10/06/2006 - 05/20/2015 | GREENVILLE, SC | |
B | 09/13/2006 - 05/20/2015 | GREENVILLE, SC | |
IA | 01/07/2005 - 02/22/2006 | RALEIGH, NC | |
B | 07/19/2004 - 12/31/2004 | CHARLOTTE, NC | |
B | 07/25/2000 - 07/07/2004 | SCOTTSDALE, AZ |
RALEIGH, NC
01/07/2005 - 02/22/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.