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DAVID JOSEPH SATTLER
CRD#: 4173910
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 7600 KINGS' POINTE RD
TOLEDO, OH 43617
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 6012 RENAISSANCE PLACE
SUITE A
TOLEDO, OH 43623
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2009 (9 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Alabama 1/18/2023

B
New York 7/17/2009

B
Alaska 1/3/2014

B
North Carolina 7/17/2009

B
Arizona 7/17/2009

B
Ohio 6/19/2009

B
California 7/17/2009

IA
Ohio 6/25/2009

B
Colorado 2/4/2021

B
Oregon 7/21/2017

B
Florida 7/17/2009

B
Pennsylvania 5/9/2018

B
Georgia 7/17/2009

B
South Carolina 2/21/2020

B
Illinois 8/5/2011

B
Tennessee 9/16/2021

B
Indiana 7/17/2009

B
Texas 2/4/2020

B
Kentucky 7/17/2009

IA
Texas 6/10/2020

B
Michigan 7/17/2009

B
Virginia 3/15/2011

B
Minnesota 11/8/2011

B
West Virginia 7/17/2009

B
Nebraska 9/19/2023

B
Wisconsin 8/2/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
7600 KINGS' POINTE RD, TOLEDO, OH 43617
Registered with this firm since 6/25/2009

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
6012 RENAISSANCE PLACE SUITE A, TOLEDO, OH 43623
Registered with this firm since 6/19/2009

Previous Registration(s)
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IA
06/01/2009 - 06/26/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) TOLEDO, OH
B
06/01/2009 - 06/26/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) TOLEDO, OH
IA
06/27/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TOLEDO, OH
B
05/26/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TOLEDO, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.