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Detailed Report
CAREY ELVIRE HEYWOOD
CAREY E HEYWOOD, CAREY ELVIRE LOWE
CRD#: 4173773
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1001 SEMMES AVE
FL 3
RICHMOND, VA 23224
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 1001 SEMMES AVE
FL 1, 3, 4 & 6
RICHMOND, VA 23224
Registration History
2002200420062008201020122014201620182020202220242026IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2007 - Present (17 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2006 - 2007 (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2002 - 2006 (3 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2007 - 2016 (9 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Arkansas 8/28/2020
IA
Virginia 9/27/2016
B
Virginia 12/12/2007

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
1001 SEMMES AVE FL 3, RICHMOND, VA 23224
Registered with this firm since 9/27/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
1001 SEMMES AVE FL 1, 3, 4 & 6, RICHMOND, VA 23224
HENRICO, VA
Registered with this firm since 12/12/2007
Previous Registration(s)
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IA
 12/12/2007 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) GLEN ALLEN, VA
IA
 03/08/2007 - 11/29/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 10/02/2006 - 11/29/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 11/11/2002 - 09/28/2006 CHARLES SCHWAB & CO., INC. (CRD#:5393) RICHMOND, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.