Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KEVIN BRANT MORTON
CRD#: 4173396
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3165 EAST MILLROCK DRIVE
SUITE 300
SALT LAKE CITY, UT 84121
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2001 (1 year)2 FIRMS2001 - 2025 (23 years)2 FIRMS2025 - Present (<1 year)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)2001 - 2006 (4 years)
License(s)

State Registrations

B
Arizona 1/24/2025
B
Oregon 1/24/2025
B
California 1/24/2025
B
South Carolina 1/24/2025
B
Colorado 1/24/2025
B
Texas 1/24/2025
B
Florida 1/24/2025
IA
Texas 1/24/2025
B
Georgia 1/24/2025
B
Utah 1/24/2025
B
Idaho 1/24/2025
IA
Utah 1/24/2025
B
Kentucky 1/24/2025
B
Virginia 1/24/2025
B
Massachusetts 1/24/2025
B
Washington 1/24/2025
B
New York 1/24/2025
B
Wisconsin 1/24/2025
B
North Carolina 1/24/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3165 EAST MILLROCK DRIVE SUITE 300, SALT LAKE CITY, UT 84121
Registered with this firm since 1/24/2025
B
OSAIC WEALTH, INC. (CRD#:23131)
3165 EAST MILLROCK DRIVE SUITE 300, SALT LAKE CITY, UT 84121
Registered with this firm since 1/24/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/27/2001 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) SALT LAKE CITY, UT
B
 06/05/2001 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) SALT LAKE CITY, UT
B
 06/05/2001 - 05/31/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
 05/02/2000 - 06/13/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 05/02/2000 - 06/13/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.