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Detailed Report
CHRISTOPHER MICHAEL SCHRAMPF
CRD#: 4173237
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 120 COLLEGE DR
ALLENTOWN, PA 18104
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - Present (16 years)BM&T SECURITIES, INC. (CRD# 17358)2004 - 2005 (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2002 - 2004 (2 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)2000 - 2001 (<1 year)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2004 - 2004 (<1 year)
License(s)

State Registrations

B
California 4/7/2009
B
North Carolina 11/16/2021
B
Delaware 11/16/2015
B
Pennsylvania 2/20/2009
B
Florida 4/7/2009
IA
Pennsylvania 2/20/2009
B
New Jersey 5/11/2020
B
South Carolina 3/8/2022
B
New York 8/9/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
120 COLLEGE DR, ALLENTOWN, PA 18104
Registered with this firm since 2/20/2009
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
120 COLLEGE DR, ALLENTOWN, PA 18104
Registered with this firm since 2/20/2009
Previous Registration(s)
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IA
 10/31/2005 - 02/18/2009 PNC INVESTMENTS (CRD#:129052) PEN ARGYL, PA
B
 10/31/2005 - 02/18/2009 PNC INVESTMENTS (CRD#:129052) PEN ARGYL, PA
B
 06/08/2004 - 09/22/2005 M&T SECURITIES, INC. (CRD#:17358) BALTIMORE, MD
IA
 01/21/2004 - 05/28/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ALLENTOWN, PA
B
 01/14/2002 - 05/28/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 06/02/2000 - 03/08/2001 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.