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ALBERTO LUNA
ALBERTO LUNA RUIZ
CRD#: 4173148
IA
Investment Adviser
B
Broker
INTERCAM ADVISORS, INC.CRD#: 153799 1221 BRICKELL AVENUE
SUITE 200
MIAMI, FL 33131
INTERCAM SECURITIES, INC.CRD#: 146667 1221 BRICKELL AVENUE
SUITE 200
MIAMI, FL 33131
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2017 (5 years)2 FIRMS2017 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2011 (11 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2011 (7 years)
Disclosure(s)
View By:
1/22/2009
Customer Dispute
Denied
1/22/2009
Customer Dispute
Denied
License(s)

State Registrations

B
California 4/6/2017

IA
Florida 4/27/2017

B
Colorado 4/6/2017

B
Texas 4/6/2017

B
Florida 4/6/2017

B
Wyoming 11/3/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INTERCAM ADVISORS, INC. (CRD#:153799)
1221 BRICKELL AVENUE SUITE 200, MIAMI, FL 33131
Registered with this firm since 4/27/2017

B
INTERCAM SECURITIES, INC. (CRD#:146667)
1221 BRICKELL AVENUE SUITE 200, MIAMI, FL 33131
Registered with this firm since 4/6/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/01/2011 - 04/26/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) CORAL GABLES, FL
B
11/01/2011 - 04/26/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) CORAL GABLES, FL
IA
03/15/2004 - 11/02/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
B
05/24/2000 - 11/02/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.