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Detailed Report
Douglas M Budzynski
DOUGLAS MARK BUDZYNSKI, DOUGLAS MARK BUDZYUSKI
CRD#: 4172891
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 2423 E LINCOLN DR
PHOENIX, AZ 85016-1215
CHARLES SCHWAB & CO., INC.CRD#: 5393 2423 E Lincoln Dr
Phoenix, AZ 85016-1215
Registration History
20002002200420062008201020122014201620182020202220242026IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2012 - Present (13 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - Present (24 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2006 - 2011 (5 years)
License(s)

State Registrations

B
Arizona 7/31/2000
B
Montana 1/5/2021
IA
Arizona 5/7/2012
B
Nevada 12/14/2011
B
California 8/14/2000
B
New Jersey 1/5/2021
B
Colorado 11/7/2021
B
New York 1/15/2009
B
Connecticut 1/5/2021
B
North Carolina 10/15/2015
B
Florida 3/17/2015
B
Ohio 1/6/2021
B
Georgia 1/5/2021
B
Oklahoma 5/23/2013
B
Hawaii 11/7/2021
B
Oregon 1/3/2007
B
Idaho 2/19/2025
B
Pennsylvania 7/11/2016
B
Illinois 1/5/2021
B
Tennessee 8/9/2011
B
Iowa 1/5/2021
B
Texas 10/17/2013
B
Maryland 12/18/2020
IA
Texas 1/11/2021
B
Massachusetts 1/2/2008
B
Utah 3/25/2019
B
Michigan 12/7/2009
B
Washington 12/18/2020
B
Minnesota 1/5/2021
B
Wisconsin 1/5/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
2423 E LINCOLN DR, PHOENIX, AZ 85016-1215
Registered with this firm since 1/3/2012
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
2423 E Lincoln Dr, Phoenix, AZ 85016-1215
Registered with this firm since 6/28/2000
Previous Registration(s)
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IA
 10/11/2006 - 12/31/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.