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Detailed Report
GREGORY DENNIS MACK
GREGORY D MACK
CRD#: 4172835
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 955 CHESTERBROOK BLVD 3RD FL
[L2-RBO]
CHESTERBROOK, PA 19087
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - Present (21 years)BMORGAN STANLEY DW INC. (CRD# 7556)2002 - 2004 (1 year)
Disclosure(s)
View By:
3/24/2008
Customer Dispute
Settled
License(s)

State Registrations

B
California 7/22/2024
B
New York 3/2/2021
B
Delaware 11/23/2020
B
North Carolina 8/7/2024
B
Florida 4/2/2004
B
Ohio 5/17/2023
B
Georgia 1/26/2021
B
Pennsylvania 4/2/2004
B
Illinois 12/13/2005
IA
Pennsylvania 4/2/2004
B
Maryland 8/11/2017
B
Virginia 1/27/2025
B
New Jersey 4/2/2004
B
Wisconsin 6/10/2020
IA
New Jersey 7/2/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
955 CHESTERBROOK BLVD 3RD FL [L2-RBO], CHESTERBROOK, PA 19087
PINE BEACH, NJ
Registered with this firm since 4/2/2004
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
955 CHESTERBROOK BLVD 3RD FL [L2-RBO], CHESTERBROOK, PA 19087
PINE BEACH, NJ
Registered with this firm since 4/2/2004
Previous Registration(s)
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B
 03/15/2002 - 02/23/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.