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Detailed Report
CRYSTAL JUNE RODRICKS
Crystal J Rodricks
CRD#: 4172346
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 80 S Lake Ave
Ste 555
Pasadena, CA 91101-2599
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - Present (4 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2000 - 2019 (19 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2000 - 2006 (6 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2003 - 2019 (16 years)
License(s)

State Registrations

B
California 2/22/2021
IA
California 2/22/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
80 S Lake Ave Ste 555, Pasadena, CA 91101-2599
Pasadena, CA
Registered with this firm since 2/22/2021
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
80 S Lake Ave Ste 555, Pasadena, CA 91101-2599
Pasadena, CA
Registered with this firm since 2/22/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/15/2020 - 01/11/2021 AMERIPRISE FINANCIAL SERVICES, LLC. (CRD#:6363) DIAMOND BAR, CA
B
 07/15/2020 - 01/11/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) DIAMOND BAR, CA
IA
 06/18/2003 - 12/18/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Pasadena, CA
B
 05/15/2000 - 12/18/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Pasadena, CA
B
 05/15/2000 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.