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Brady D Bruns
BRADY DEAN BRUNS
CRD#: 4172337
IA
B
CHARLES SCHWAB & CO., INC.CRD#: 5393 9899 Schwab Way
Suite 100
Lone Tree, CO 80124-5377
Suite 100
Lone Tree, CO 80124-5377
0
Disclosures
24
Years of Experience
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State Registrations
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Alabama 2/1/2008
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Nevada 3/6/2018
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Arizona 4/26/2006
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New Mexico 4/6/2022
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California 4/26/2006
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New York 3/28/2019
B
Colorado 4/26/2006
B
North Carolina 3/7/2018
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Colorado 6/1/2006
B
North Dakota 4/26/2006
B
District of Columbia 4/19/2022
B
Ohio 3/6/2018
B
Florida 4/26/2006
B
Oregon 3/6/2018
B
Idaho 2/21/2018
B
Pennsylvania 3/6/2018
B
Illinois 4/26/2006
B
South Dakota 4/26/2006
B
Indiana 6/25/2024
B
Tennessee 3/6/2018
B
Iowa 6/21/2023
B
Texas 3/6/2008
B
Kansas 3/6/2018
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Texas 1/4/2019
B
Massachusetts 3/26/2024
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Vermont 4/16/2021
B
Michigan 5/20/2022
B
Virgin Islands 7/24/2017
B
Minnesota 4/26/2006
B
Virginia 3/4/2023
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Missouri 4/26/2006
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Washington 2/13/2018
B
Montana 4/26/2006
B
Wisconsin 3/6/2018
B
Nebraska 4/26/2006
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Wyoming 4/26/2006
SRO Registrations
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B
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Registered with this firm since 6/1/2006
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Registered with this firm since 4/26/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/11/2000 - 02/09/2006 | WESTLAKE, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.