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Detailed Report
Mathew Stone
MATHEW M. STONE, Mathew Morgan Stone
CRD#: 4171894
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 St Augustine, FL
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2007 - 2017 (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2006 (6 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2007 - 2009 (1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2003 - 2006 (3 years)
License(s)

State Registrations

B
Florida 10/2/2019
IA
Florida 10/2/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
St Augustine, FL
Registered with this firm since 10/2/2019
B
EDWARD JONES (CRD#:250)
St Augustine, FL
Registered with this firm since 9/9/2019
Previous Registration(s)
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B
 03/07/2007 - 08/07/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) JACKSONVILLE, FL
IA
 11/26/2007 - 10/28/2009 STRATEGIC ADVISERS, INC. (CRD#:104555) JACKSONVILLE, FL
IA
 05/07/2003 - 11/14/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) JACKSONVILLE, FL
B
 10/19/2000 - 11/14/2006 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.