Individual Firm
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JONATHAN MORRIS WALKER
CRD#: 4171428
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PAUL WINKLER, INC.CRD#: 119342 150 N Water Avenue
Gallatin, TN 37066
Gallatin, TN 37066
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Disclosures
13
Years of Experience
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State Registrations
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Alabama 11/7/2019
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Mississippi 10/18/2021
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Arkansas 1/31/2022
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Missouri 4/19/2024
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California 6/18/2015
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North Carolina 6/13/2020
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Florida 8/2/2018
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Tennessee 9/26/2011
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Georgia 9/14/2018
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Virginia 1/28/2022
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Kentucky 3/25/2016
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Registered with this firm since 9/26/2011
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.