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Detailed Report
JOSEPH THONGDY SONGVILAY
CRD#: 4170759
IA
Investment Adviser
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Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 20700 44th AVE W
SUITE 240
LYNNWOOD, WA 98036
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2018 - 2020 (2 years)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2020 - Present (4 years)BMOSS ADAMS SECURITIES & INSURA... (CRD# 114950)2005 - 2017 (12 years)BAIG FINANCIAL ADVISORS, INC. (CRD# 133763)2005 - 2005 (<1 year)BSENTRA SECURITIES CORPORATION (CRD# 10249)2003 - 2005 (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2000 - 2003 (2 years)
License(s)

State Registrations

IA
Washington 5/14/2020
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
20700 44th AVE W SUITE 240, LYNNWOOD, WA 98036
Registered with this firm since 5/14/2020
Previous Registration(s)
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 01/02/2018 - 05/12/2020 EK RILEY INVESTMENTS, LLC (CRD#:121003) SEATTLE, WA
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 01/02/2018 - 05/12/2020 EK RILEY INVESTMENTS, LLC (CRD#:121003) SEATTLE, WA
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 12/12/2005 - 12/06/2017 MOSS ADAMS SECURITIES & INSURANCE LLC (CRD#:114950) SEATTLE, WA
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 10/31/2005 - 12/06/2005 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) SCOTTSDALE, AZ
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 03/14/2003 - 10/31/2005 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
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 10/24/2000 - 01/09/2003 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.