• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRAD ALAN HARTE
CRD#: 4170666
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 30050 CHAGRIN BLVD STE 150
PEPPER PIKE, OH 44124
Registration History
20002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2003 - Present (21 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2001 - Present (24 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)2000 - 2000 (<1 year)
Disclosure(s)
View By:
2/20/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 9/12/2016

B
Nevada 3/18/2024

B
California 1/16/2003

B
New Jersey 10/28/2024

B
Colorado 10/23/2013

B
New Mexico 1/8/2020

B
Connecticut 5/25/2023

B
New York 1/16/2003

B
Delaware 1/9/2020

B
North Carolina 2/6/2018

B
District of Columbia 1/8/2020

B
Ohio 2/14/2001

B
Florida 1/16/2003

IA
Ohio 6/25/2003

B
Georgia 1/22/2020

B
Oregon 1/17/2019

B
Illinois 5/1/2019

B
Rhode Island 7/15/2016

B
Indiana 1/8/2020

B
South Carolina 1/8/2020

B
Louisiana 11/16/2015

B
Texas 8/8/2018

B
Maine 9/14/2022

IA
Texas 8/8/2018

B
Maryland 1/16/2003

B
Virginia 1/16/2003

B
Massachusetts 5/23/2006

B
Washington 7/22/2024

B
Michigan 2/8/2005

B
Wisconsin 1/5/2022

B
Minnesota 1/9/2020

IA
Wisconsin 8/6/2024

B
Montana 5/23/2006

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
30050 CHAGRIN BLVD STE 150, PEPPER PIKE, OH 44124
FONTANA, WI
Registered with this firm since 6/25/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
30050 CHAGRIN BLVD STE 150, PEPPER PIKE, OH 44124
FONTANA, WI
Registered with this firm since 2/13/2001

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/25/2000 - 08/11/2000 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.