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Detailed Report
SAM KATZMAN
CRD#: 4170384
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Investment Adviser
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Previous Broker
CRESSET ASSET MANAGEMENT, LLCCRD#: 288566 525 OKEECHOBEE BLVD
West Palm Beach, FL 33401
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2015 - 2023 (7 years)IACRESSET ASSET MANAGEMENT, LLC (CRD# 288566)2023 - Present (1 year)BCONSTELLATION WEALTH ADVISORS LLC (CRD# 142502)2007 - 2015 (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2007 (6 years)IACONSTELLATION WEALTH ADVISORS LLC (CRD# 142502)2011 - 2015 (4 years)
License(s)

State Registrations

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Connecticut 4/21/2023
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New York 8/31/2023
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Florida 5/3/2023
Current Registration(s)
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CRESSET ASSET MANAGEMENT, LLC (CRD#:288566)
525 OKEECHOBEE BLVD, West Palm Beach, FL 33401
292 Madison Avenue 17th Floor, New York, NY 10017
Registered with this firm since 4/21/2023
Previous Registration(s)
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 09/30/2015 - 05/17/2023 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#:108559) Palm Beach Gardens, FL
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 09/30/2015 - 05/17/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) Palm Beach Gardens, FL
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 06/30/2011 - 09/30/2015 CONSTELLATION WEALTH ADVISORS LLC (CRD#:142502) NEW YORK, NY
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 04/13/2007 - 09/30/2015 CONSTELLATION WEALTH ADVISORS LLC (CRD#:142502) NEW YORK, NY
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 05/03/2000 - 04/26/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.