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Detailed Report
TODD FERRELL SHIVER
CRD#: 4170164
IA
Investment Adviser
B
Broker
NEWEDGE ADVISORSCRD#: 171351 3321 North Valdosta Road
Valdosta, GA 31602
LPL FINANCIAL LLCCRD#: 6413 3321 N. VALDOSTA RD, SUITE A
VALDOSTA, GA 31602
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - 2016 (8 years)IANEWEDGE ADVISORS (CRD# 171351)2018 - Present (6 years)BLPL FINANCIAL LLC (CRD# 6413)2016 - Present (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2005 (3 years)BTHE ROBINSON-HUMPHREY COMPANY, LLC (CRD# 723)2000 - 2002 (1 year)BSAFECO INVESTMENT SERVICES, INC. (CRD# 19061)2000 - 2000 (<1 year)IAWIREGRASS ASSET MANAGEMENT (CRD# 284608)2016 - 2018 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2005 (2 years)
Disclosure(s)
View By:
7/24/2008
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 9/22/2020
B
Kentucky 4/24/2024
B
California 8/24/2016
B
Michigan 10/5/2021
B
Colorado 12/10/2021
B
North Carolina 7/12/2023
B
Florida 8/24/2016
B
Texas 7/28/2023
B
Georgia 8/24/2016
B
Virginia 12/10/2021
IA
Georgia 7/31/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEWEDGE ADVISORS (CRD#:171351)
3321 North Valdosta Road, Valdosta, GA 31602
Registered with this firm since 7/31/2018
B
LPL FINANCIAL LLC (CRD#:6413)
3321 N. VALDOSTA RD, SUITE A, VALDOSTA, GA 31602
Registered with this firm since 8/24/2016
Previous Registration(s)
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IA
 08/26/2016 - 07/02/2018 WIREGRASS ASSET MANAGEMENT (CRD#:284608) BOSTON, GA
IA
 01/01/2008 - 08/25/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) VALDOSTA, GA
B
 01/01/2008 - 08/25/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) VALDOSTA, GA
B
 11/21/2005 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) VALDOSTA, GA
IA
 11/22/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) VALDOSTA, GA
IA
 04/11/2003 - 12/02/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) VALDOSTA, GA
B
 01/02/2002 - 12/02/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 11/02/2000 - 01/02/2002 THE ROBINSON-HUMPHREY COMPANY, LLC (CRD#:723) ATLANTA, GA
B
 07/19/2000 - 11/15/2000 SAFECO INVESTMENT SERVICES, INC. (CRD#:19061) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.