Individual Firm
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Gregory James Hier
CRD#: 4168718
IA
B
TLG ADVISORS, INC.CRD#: 111052 156 S Sage Hollow
Dripping Springs, TX 78620
Dripping Springs, TX 78620
THE LEADERS GROUP, INC.CRD#: 37157 Dripping Springs, TX
0
Disclosures
24
Years of Experience
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State Registrations
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California 2/19/2021
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Texas 3/23/2020
B
Colorado 5/7/2020
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Texas 3/23/2020
B
Florida 3/1/2021
SRO Registrations
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B
IA
Registered with this firm since 3/23/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/25/2013 - 03/27/2020 | Dripping Springs, TX | |
B | 05/30/2002 - 03/27/2020 | Dripping Springs, TX | |
B | 03/24/2008 - 08/01/2008 | COLUMBUS, OH | |
B | 01/17/2001 - 05/15/2002 | COLUMBUS, OH | |
B | 06/15/2000 - 01/18/2001 | COLUMBUS, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.