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Brett S Schoonover
BRETT STEVEN SCHOONOVER
CRD#: 4168348
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 401 EDWARDS ST
SHREVEPORT, LA 71101
SHREVEPORT, LA 71101
0
Disclosures
22
Years of Experience
View By:
State Registrations
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Alabama 9/16/2016
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Mississippi 5/24/2007
B
Alaska 2/23/2023
B
Missouri 6/19/2007
B
Arizona 5/29/2015
B
Nevada 6/19/2007
B
Arkansas 5/8/2007
B
New Mexico 10/9/2009
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Arkansas 5/24/2007
B
North Carolina 6/19/2007
B
California 6/19/2007
B
Ohio 8/10/2011
B
Colorado 6/19/2007
B
Oklahoma 2/3/2015
B
Connecticut 11/2/2020
B
Rhode Island 5/29/2024
B
Florida 6/19/2007
B
South Carolina 11/26/2013
B
Georgia 6/19/2007
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Tennessee 6/19/2007
B
Idaho 3/5/2013
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Texas 6/19/2007
B
Louisiana 5/2/2007
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Texas 10/10/2012
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Louisiana 1/21/2015
B
Virginia 6/19/2007
B
Mississippi 5/2/2007
B
Wyoming 11/28/2022
SRO Registrations
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Registered with this firm since 5/24/2007
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Registered with this firm since 5/2/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/03/2000 - 07/26/2005 | HOUSTON, TX |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.