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Detailed Report
CHRISTOPHER SAKAS
CHRIS SAKAS, CHRISTOPHER THOMAS SAKAS
CRD#: 4168114
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 970 WYOMING ST STE 301
MISSOULA, MT 59801
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (2 years)2 FIRMS2015 - 2018 (3 years)2 FIRMS2018 - 2022 (4 years)2 FIRMS2022 - Present (2 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2013 - 2015 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - 2015 (<1 year)
License(s)

State Registrations

B
Alaska 6/2/2022
IA
Montana 6/2/2022
B
Arizona 6/2/2022
B
Nebraska 6/2/2022
B
Arkansas 2/28/2024
B
Nevada 6/2/2022
B
California 6/2/2022
B
New Hampshire 7/10/2024
B
Colorado 6/2/2022
B
New Jersey 2/22/2024
B
Delaware 6/2/2022
B
New Mexico 6/2/2022
B
Florida 6/2/2022
B
New York 6/2/2022
B
Georgia 11/11/2022
B
North Carolina 6/2/2022
IA
Georgia 11/14/2022
B
Ohio 6/2/2022
B
Hawaii 6/2/2022
B
Oklahoma 4/19/2023
B
Idaho 6/2/2022
B
Oregon 6/2/2022
IA
Idaho 12/9/2024
B
Pennsylvania 6/2/2022
B
Illinois 6/2/2022
B
Rhode Island 2/22/2024
B
Kansas 6/2/2022
B
South Carolina 2/22/2024
B
Louisiana 6/2/2022
B
Tennessee 6/2/2022
B
Maine 6/2/2022
B
Texas 6/2/2022
B
Maryland 2/22/2024
IA
Texas 6/2/2022
B
Massachusetts 6/2/2022
B
Utah 6/2/2022
B
Michigan 6/2/2022
B
Virginia 6/2/2022
B
Minnesota 2/22/2024
B
Washington 6/2/2022
B
Missouri 6/2/2022
B
Wisconsin 6/2/2022
B
Montana 6/2/2022
B
Wyoming 6/2/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
970 WYOMING ST STE 301, MISSOULA, MT 59801
MISSOULA, MT
Registered with this firm since 6/2/2022
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
970 WYOMING ST STE 301, MISSOULA, MT 59801
MISSOULA, MT
Registered with this firm since 6/2/2022
Previous Registration(s)
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IA
 04/02/2018 - 06/03/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MISSOULA, MT
B
 04/02/2018 - 06/02/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MISSOULA, MT
IA
 02/24/2015 - 04/11/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) ISSAQUAH, WA
B
 02/24/2015 - 04/11/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) ISSAQUAH, WA
IA
 04/14/2014 - 02/13/2015 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) SEATTLE, WA
B
 10/29/2013 - 02/13/2015 CETERA INVESTMENT SERVICES LLC (CRD#:15340) SEATTLE, WA
IA
 06/30/2000 - 07/30/2002 CIBC WORLD MARKETS CORP. (CRD#:630) SEATTLE, WA
B
 06/01/2000 - 07/30/2002 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.