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DIAMOND LENISE FERGUSON
DIAMOND FERGUSON
CRD#: 4166948
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Atlanta, GA
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - Present (12 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2004 - 2011 (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2004 (1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2003 - 2004 (<1 year)
License(s)

State Registrations

B
Georgia 3/29/2024

B
Texas 1/2/2025

IA
Georgia 4/2/2024

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Atlanta, GA
Registered with this firm since 10/12/2012

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Atlanta, GA
Registered with this firm since 10/12/2012

Previous Registration(s)
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IA
12/16/2011 - 10/01/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
B
09/06/2011 - 10/01/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
B
02/12/2004 - 08/18/2011 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) COLORADO SPRINGS, CO
IA
02/04/2003 - 01/12/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) JACKSONVILLE, FL
B
09/06/2002 - 01/12/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.