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SHEILA RENEE MILANO
SHEILA RENEE PALLONE
CRD#: 4166915
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 4137 BOARDMAN CANFIELD RD
CANFIELD, OH 44406
CANFIELD, OH 44406
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Disclosures
22
Years of Experience
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State Registrations
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Arizona 2/23/2016
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North Carolina 11/17/2009
B
California 11/16/2009
B
Ohio 10/3/2006
B
Colorado 2/23/2016
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Ohio 10/3/2006
B
Florida 11/16/2009
B
Pennsylvania 10/2/2006
B
Illinois 11/16/2009
B
South Carolina 11/17/2017
B
Kentucky 11/16/2009
B
Tennessee 9/2/2021
B
Maryland 11/16/2009
B
Texas 11/16/2009
B
Michigan 6/7/2017
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Texas 2/19/2013
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Minnesota 11/16/2009
B
Virginia 2/23/2016
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Nebraska 7/23/2010
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Washington 11/17/2017
B
Nevada 11/16/2009
B
West Virginia 4/10/2024
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New Jersey 8/9/2016
B
Wisconsin 11/16/2009
B
New York 1/23/2023
SRO Registrations
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Registered with this firm since 10/3/2006
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Registered with this firm since 10/2/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/01/2006 - 08/25/2006 | CANFIELD, OH | |
B | 01/01/2006 - 08/25/2006 | CANFIELD, OH | |
B | 06/25/2001 - 01/26/2005 | YOUNGSTOWN, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.