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MICHAEL ERIC MONSON
MIKE ERIC MONSON
CRD#: 4166408
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 202 RUM RIVER DRIVE SOUTH
PRINCETON, MN 55371
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 202 RUM RIVER DR S
PRINCETON, MN 55371
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BBANCWEST INVESTMENT SERVICES, INC. (CRD# 29357)2006 - 2008 (2 years)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2005 - 2006 (1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2000 - 2002 (2 years)IABANCWEST INVESTMENT SERVICES, INC. (CRD# 29357)2007 - 2008 (1 year)IABANCWEST INVESTMENT SERVICES, INC. (CRD# 29357)2007 - 2007 (<1 year)
Disclosure(s)
View By:
4/11/2024
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 1/22/2021

B
Missouri 10/12/2023

B
Arkansas 1/3/2023

B
Nebraska 1/29/2025

B
California 1/18/2019

B
Nevada 9/22/2009

B
Colorado 7/17/2020

B
New Jersey 4/29/2010

B
Connecticut 9/2/2020

B
New York 9/22/2022

B
Florida 1/12/2016

B
North Dakota 8/6/2009

B
Georgia 2/9/2021

IA
North Dakota 8/17/2009

B
Hawaii 12/8/2014

B
Ohio 8/3/2015

B
Idaho 12/5/2018

B
Pennsylvania 2/9/2021

B
Illinois 1/18/2018

B
South Dakota 4/6/2022

B
Iowa 2/10/2021

B
Texas 5/30/2024

B
Massachusetts 7/17/2024

B
Washington 9/8/2021

B
Minnesota 8/6/2009

B
Wisconsin 4/20/2012

IA
Minnesota 11/14/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
202 RUM RIVER DRIVE SOUTH, PRINCETON, MN 55371
Registered with this firm since 8/17/2009

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
202 RUM RIVER DR S, PRINCETON, MN 55371
400 2nd St S, ST CLOUD, MN 56301
Registered with this firm since 8/6/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/20/2008 - 08/07/2009 INVEST FINANCIAL CORPORATION (CRD#:12984) PRINCETON, MN
B
08/01/2008 - 08/07/2009 INVEST FINANCIAL CORPORATION (CRD#:12984) PRINCETON, MN
IA
05/14/2007 - 07/30/2008 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) LINO LAKES, MN
B
05/17/2006 - 07/30/2008 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) LINO LAKES, MN
IA
05/09/2007 - 05/09/2007 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) LINO LAKES, MN
B
03/14/2005 - 05/17/2006 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) BLAINE, MN
B
04/19/2000 - 12/05/2002 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.