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Detailed Report
Daniel W. Grisham
DANIEL W GRISHAM Jr, DANIEL W GRISHAM, DANIEL WESLEY GRISHAM JR, DANIEL WESLEY GRISHAM JR., DANIEL GRISHAM
CRD#: 4165943
IA
Investment Adviser
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Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 450 S Orange Ave
Orlando, FL 32801
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2001 (1 year)2 FIRMS2003 - 2025 (21 years)2 FIRMS2025 - Present (<1 year)
License(s)

State Registrations

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Alabama 1/30/2025
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Nebraska 1/30/2025
B
Alaska 1/30/2025
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Nevada 1/30/2025
B
Arizona 1/30/2025
B
New Hampshire 1/30/2025
B
Arkansas 1/30/2025
B
New Jersey 1/30/2025
B
California 1/30/2025
B
New Mexico 1/30/2025
B
Colorado 1/30/2025
B
New York 1/30/2025
B
Connecticut 1/30/2025
B
North Carolina 1/30/2025
B
Delaware 1/30/2025
B
North Dakota 1/30/2025
B
District of Columbia 1/30/2025
B
Ohio 1/30/2025
B
Florida 1/30/2025
B
Oklahoma 1/30/2025
IA
Florida 2/17/2025
B
Oregon 1/30/2025
B
Georgia 1/30/2025
B
Pennsylvania 1/30/2025
B
Hawaii 1/30/2025
B
Puerto Rico 1/30/2025
B
Idaho 1/30/2025
B
Rhode Island 1/30/2025
B
Illinois 1/30/2025
B
South Carolina 1/30/2025
B
Indiana 1/30/2025
B
South Dakota 1/30/2025
B
Iowa 1/30/2025
B
Tennessee 1/30/2025
B
Kansas 1/30/2025
B
Texas 1/30/2025
B
Kentucky 1/30/2025
IA
Texas 1/30/2025
B
Louisiana 1/30/2025
B
Utah 1/30/2025
B
Maine 1/30/2025
B
Vermont 1/30/2025
B
Maryland 1/30/2025
B
Virgin Islands 1/30/2025
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Massachusetts 1/30/2025
B
Virginia 1/30/2025
B
Michigan 1/30/2025
B
Washington 1/30/2025
B
Minnesota 1/30/2025
B
West Virginia 1/30/2025
B
Mississippi 1/30/2025
B
Wisconsin 1/30/2025
B
Missouri 1/30/2025
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Wyoming 1/30/2025
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Montana 1/30/2025

SRO Registrations

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 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
450 S Orange Ave, Orlando, FL 32801
450 S Orange Ave Floor 10, Orlando, FL 32801
Registered with this firm since 1/30/2025
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
450 S Orange Ave, Orlando, FL 32801
450 S Orange Ave Floor 10, Orlando, FL 32801
Registered with this firm since 1/30/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
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 04/16/2003 - 01/06/2025 WELLS FARGO ADVISORS (CRD#:19616) CHARLOTTE, NC
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 04/28/2003 - 01/06/2025 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHARLOTTE, NC
B
 05/15/2000 - 10/19/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 05/15/2000 - 10/19/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.