Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SCOTT CHARLES KURKJIAN
SCOTT KURKJIAN
CRD#: 4165283
IA
B
HIGHPOINT PLANNING PARTNERSCRD#: 316636 LAKEWOOD RANCH, FL
LPL FINANCIAL LLCCRD#: 6413 LAKEWOOD RANCH, FL
View By:
1/4/2011
Customer Dispute
Settled
State Registrations
B
Arizona 5/26/2016
IA
Illinois 2/17/2022
B
Colorado 5/13/2016
B
Indiana 11/18/2019
B
Florida 5/16/2016
B
Kentucky 11/25/2020
IA
Florida 1/7/2022
B
Minnesota 10/30/2019
B
Georgia 11/12/2020
B
North Carolina 5/13/2016
B
Idaho 7/21/2021
B
Washington 1/24/2020
B
Illinois 5/13/2016
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/7/2022
B
Registered with this firm since 5/13/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/16/2018 - 12/31/2021 | Lakewood Ranch, FL | |
IA | 05/19/2016 - 11/15/2018 | OAKBROOK TERRACE, IL | |
IA | 06/30/2006 - 05/24/2016 | DEERFIELD, IL | |
B | 06/30/2006 - 05/24/2016 | DEERFIELD, IL | |
IA | 12/16/2002 - 07/18/2006 | DEERFIELD, IL | |
B | 12/16/2002 - 07/18/2006 | DEERFIELD, IL | |
IA | 11/15/2000 - 12/18/2002 | RIVERWOODS, IL | |
B | 06/01/2000 - 12/18/2002 | PURCHASE, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.