Individual Firm
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EDWARD LEONARD STAHLEY JR
LENNY STAHLEY, EDWARD LEONARD STAHLEY JR, EDWARD LEONARD STAHLEY JR JR, EDWARD LEONARD STAHLEY JR. JR
CRD#: 4164710
IA
B
MORGAN STANLEYCRD#: 149777 8150 NORTH WICKHAM ROAD
MELBOURNE, FL 32940
MELBOURNE, FL 32940
View By:
7/22/2011
Customer Dispute
Denied
State Registrations
B
Alabama 1/13/2015
B
North Carolina 3/4/2015
B
California 9/11/2013
B
Oregon 6/29/2015
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
IA
Florida 6/1/2009
B
South Carolina 6/1/2009
B
Georgia 6/1/2009
B
Tennessee 6/2/2022
B
Illinois 3/3/2015
B
Texas 6/1/2009
B
Maryland 6/1/2009
IA
Texas 6/1/2009
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 6/1/2009
B
Washington 2/13/2014
B
Minnesota 1/21/2018
B
West Virginia 9/21/2023
B
New York 9/11/2013
B
Wisconsin 1/21/2018
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | MELBOURNE, FL | |
B | 04/02/2007 - 06/01/2009 | MELBOURNE, FL | |
IA | 06/09/2000 - 04/02/2007 | MELBOURNE, FL | |
B | 06/08/2000 - 04/02/2007 | MELBOURNE, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.