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MATTHEW QUINN HOLDER
CRD#: 4164702
IA
Investment Adviser
B
Broker
SOVEREIGN WEALTH ADVISORS LLCCRD#: 188524 3120 SOUTHWEST FRWY
SUITE 500
HOUSTON, TX 77098
LPL FINANCIAL LLCCRD#: 6413 DICKINSON, TX
Registration History
20002002200420062008201020122014201620182020202220242026IASOVEREIGN WEALTH ADVISORS LLC (CRD# 188524)2020 - Present (5 years)BLPL FINANCIAL LLC (CRD# 6413)2007 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2007 (7 years)IASOVEREIGN WEALTH ADVISORS LLC (CRD# 188524)2015 - 2019 (4 years)IALPL FINANCIAL LLC (CRD# 6413)2007 - 2016 (9 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2007 (4 years)
License(s)

State Registrations

B
Florida 12/10/2020

B
Texas 9/4/2007

B
Mississippi 2/1/2025

IA
Texas 1/14/2020

B
Missouri 9/4/2007

B
Washington 5/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SOVEREIGN WEALTH ADVISORS LLC (CRD#:188524)
3120 SOUTHWEST FRWY SUITE 500, HOUSTON, TX 77098
Registered with this firm since 1/14/2020

B
LPL FINANCIAL LLC (CRD#:6413)
DICKINSON, TX
Registered with this firm since 9/4/2007

Previous Registration(s)
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IA
06/29/2015 - 12/31/2019 SOVEREIGN WEALTH ADVISORS LLC (CRD#:188524) HOUSTON, TX
IA
09/04/2007 - 09/07/2016 LPL FINANCIAL LLC (CRD#:6413) LEAGUE CITY, TX
IA
05/12/2003 - 09/06/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) HOUSTON, TX
B
05/19/2000 - 09/06/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.