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Detailed Report
BRIAN JAMES WILEY
CRD#: 4164649
IA
Investment Adviser
APOLLON WEALTH MANAGEMENT, LLCCRD#: 291902 1673 W SHORELINE DRIVE
SUITE 140
BOISE, ID 83702
Registration History
2002200420062008201020122014201620182020202220242026IAAPOLLON WEALTH MANAGEMENT, LLC (CRD# 291902)2022 - Present (2 years)IATREE CITY ADVISORS, LLC (CRD# 264795)2015 - 2022 (7 years)IACASCADE FINANCIAL MANAGEMENT, INC. (CRD# 119030)2011 - 2015 (4 years)IAFINANCIAL INSIGHT CENTER (CRD# 153610)2010 - 2011 (1 year)IATHE HELMSTAR GROUP (CRD# 145074)2009 - 2011 (1 year)IABROKERSXPRESS LLC (CRD# 127081)2007 - 2009 (2 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2002 - 2007 (4 years)IABROOKSTREET CAPITAL MANAGEMENT (CRD# 14667)2001 - 2002 (1 year)
License(s)

State Registrations

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Idaho 11/29/2022
Current Registration(s)
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APOLLON WEALTH MANAGEMENT, LLC (CRD#:291902)
1673 W SHORELINE DRIVE SUITE 140, BOISE, ID 83702
Registered with this firm since 11/29/2022
Previous Registration(s)
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 09/08/2015 - 12/31/2022 TREE CITY ADVISORS, LLC (CRD#:264795) BOISE, ID
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 08/24/2011 - 12/10/2015 CASCADE FINANCIAL MANAGEMENT, INC. (CRD#:119030) BOISE, ID
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 05/17/2010 - 08/01/2011 FINANCIAL INSIGHT CENTER (CRD#:153610) SALT LAKE CITY, UT
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 10/19/2009 - 08/01/2011 THE HELMSTAR GROUP (CRD#:145074) BOISE, ID
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 06/21/2007 - 09/10/2009 BROKERSXPRESS LLC (CRD#:127081) BAKERSFIELD, CA
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 07/15/2002 - 06/23/2007 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) BAKERSFIELD, CA
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 06/04/2001 - 08/09/2002 BROOKSTREET CAPITAL MANAGEMENT (CRD#:14667) BAKERFIELD, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.