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Grady Douglas Robbins
CHIP ROBBINS, GRADY DOUGLAS ROBBINS, Grady D Robbins
CRD#: 4164337
IA
Investment Adviser
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Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 33 Arch Street, 12th Floor
Suite 1210
Boston, MA 02110
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2010 (4 years)2 FIRMS2010 - 2012 (2 years)2 FIRMS2024 - Present (<1 year)BNUVEEN SECURITIES, LLC (CRD# 469)2017 - 2023 (6 years)BTEACHERS PERSONAL INVESTORS SE... (CRD# 36130)2012 - 2016 (4 years)BEVERGREEN INVESTMENT SERVICES,... (CRD# 487)2003 - 2005 (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2000 - 2003 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2000 (<1 year)IANUVEEN ASSET MANAGEMENT, LLC (CRD# 155584)2023 - 2023 (<1 year)
License(s)

State Registrations

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Connecticut 7/5/2024

B
New Hampshire 7/5/2024

B
Louisiana 10/3/2024

B
New York 7/5/2024

B
Maine 7/5/2024

B
Rhode Island 7/5/2024

B
Massachusetts 7/5/2024

B
Texas 10/1/2024

IA
Massachusetts 7/9/2024

B
Vermont 7/5/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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ADVICE AND PLANNING SERVICES (CRD#:20472)
33 Arch Street, 12th Floor Suite 1210, Boston, MA 02110
Boston, MA
Registered with this firm since 7/9/2024

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
33 Arch Street, 12th Floor Suite 1210, Boston, MA 02110
Boston, MA
Registered with this firm since 7/5/2024

Previous Registration(s)
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03/13/2023 - 04/11/2023 NUVEEN ASSET MANAGEMENT, LLC (CRD#:155584) CHICAGO, IL
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01/03/2017 - 04/11/2023 NUVEEN SECURITIES, LLC (CRD#:469) Waltham, MA
B
11/19/2012 - 12/31/2016 TEACHERS PERSONAL INVESTORS SERVICES, INC. (CRD#:36130) WALTHAM, MA
IA
05/01/2010 - 08/07/2012 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (CRD#:108257) BOSTON, MA
B
05/01/2010 - 08/07/2012 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD#:840) BOSTON, MA
IA
09/27/2005 - 05/01/2010 COLUMBIA MANAGEMENT ADVISORS, LLC (CRD#:107900) BOSTON, MA
B
07/08/2005 - 05/01/2010 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CRD#:30683) BOSTON, MA
B
10/16/2003 - 07/07/2005 EVERGREEN INVESTMENT SERVICES, INC. (CRD#:487) CHARLOTTE, NC
B
11/01/2000 - 09/11/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
07/06/2000 - 10/15/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.