Individual Firm
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JOHN MICHAEL EVERETT
CRD#: 4164258
IA
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SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 9800 Schwab Way
Lone Tree, CO 80124
Lone Tree, CO 80124
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Lone Tree, CO 80124
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Disclosures
20
Years of Experience
View By:
State Registrations
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Alaska 9/3/2019
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Montana 10/18/2024
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California 12/17/2018
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Nevada 12/17/2018
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Colorado 12/17/2018
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New Jersey 2/7/2024
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Colorado 1/18/2019
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New York 1/9/2022
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Connecticut 12/17/2018
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North Carolina 11/18/2021
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Florida 11/16/2022
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Ohio 5/11/2023
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Idaho 8/9/2022
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Oregon 12/17/2018
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Illinois 2/7/2024
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Pennsylvania 12/17/2018
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Iowa 11/18/2021
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Texas 12/17/2018
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Maryland 2/7/2024
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Texas 12/11/2020
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Massachusetts 2/7/2024
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Utah 6/30/2023
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Michigan 11/21/2022
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Virgin Islands 6/15/2021
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Minnesota 7/3/2023
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Washington 12/17/2018
SRO Registrations
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Registered with this firm since 1/18/2019
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Registered with this firm since 12/17/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/30/2013 - 12/03/2018 | DENVER, CO | |
B | 07/12/2010 - 01/16/2013 | DENVER, CO | |
B | 06/18/2008 - 11/04/2008 | DENVER, CO | |
IA | 03/29/2007 - 01/16/2008 | NORMAN, OK | |
B | 03/27/2007 - 01/16/2008 | NORMAN, OK | |
IA | 07/06/2005 - 03/20/2007 | OKLAHOMA CITY, OK | |
B | 07/06/2005 - 03/20/2007 | OKLAHOMA CITY, OK | |
IA | 02/13/2004 - 07/06/2005 | OKLAHOMA CITY, OK | |
B | 03/10/2004 - 07/06/2005 | CHICAGO, IL | |
B | 02/26/2002 - 05/20/2002 | OKLAHOMA CITY, OK | |
B | 07/24/2000 - 11/30/2001 | ST. PETERSBURG, FL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.