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Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (2 years)2 FIRMS2015 - 2023 (7 years)2 FIRMS2023 - Present (1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2002 - 2015 (13 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2015 (6 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2002 - 2009 (7 years)
Disclosure(s)
View By:
10/12/2015
Employment Separation After Allegations
10/12/2015
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 9/1/2023

B
Mississippi 9/1/2023

IA
Alabama 9/1/2023

IA
Mississippi 9/1/2023

B
California 9/1/2023

B
New York 9/1/2023

B
Colorado 9/1/2023

B
North Carolina 9/1/2023

IA
Colorado 9/1/2023

IA
North Carolina 9/1/2023

B
Connecticut 9/1/2023

B
Ohio 1/14/2025

IA
Connecticut 9/1/2023

B
South Carolina 9/1/2023

B
Florida 9/1/2023

IA
South Carolina 9/1/2023

IA
Florida 9/1/2023

B
Tennessee 12/21/2023

B
Georgia 9/1/2023

B
Texas 9/1/2023

IA
Georgia 9/1/2023

IA
Texas 9/1/2023

B
Illinois 9/1/2023

B
Utah 9/1/2023

IA
Illinois 9/1/2023

IA
Utah 9/1/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
5730 SW 74TH ST. SUITE 800, MIAMI, FL 33143
Registered with this firm since 9/1/2023

B
OSAIC WEALTH, INC. (CRD#:23131)
5730 SW 74TH ST. SUITE 800, MIAMI, FL 33143
Registered with this firm since 9/1/2023

Previous Registration(s)
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IA
10/19/2015 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) MIAMI, FL
B
10/19/2015 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) MIAMI, FL
IA
08/03/2009 - 11/03/2015 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) MIAMI, FL
B
05/10/2002 - 11/03/2015 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) MIAMI, FL
IA
10/14/2002 - 10/10/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) MIAMI, FL
B
04/20/2000 - 04/17/2002 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
04/20/2000 - 04/17/2002 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.